Solution

A flexible program that offers professional, fully licensed investment and wealth planning services for your members, as well as employee retirement program management for your staff or employees of your members’ businesses.

Benefit

With Custom’s program, you can have confidence that you are offering an investment partner solution that is tailored to your credit union and that offers the highest caliber of expertise, compliance performance, selection of products and services all with a trackrecord of success in serving credit unions.

CUSTOM’s solution includes:

Broker Dealer: One of the largest and most experienced broker-dealers in the U.S. handles all transactions, records and a cutting-edge technology solution for online or face-to-face member interactions.

Compliance: The essential role of compliance with the NASD, and SIPC is handled completely for your credit union. Compliance also covers all required member files, communications and disclaimers.

Investment Rep Management: Our solution will recruit, train, guarantee proper licensing, and manage performance for financial planners and investment reps who serve your members.

Education Planning: A comprehensive education package is provided for your staff and members on investing based on different needs at different life stage. Plus our experts will work with your branch staff on how to identify members who could benefit from investment counsel.

Financial Planning: Whether for retirement, college, first house or estate plans, our solution offers the kind of qualified expertise your members can count on for solid, time-tested advice.

Product Selection: Simply put, any product available to your members through this program is, and must be, world-class.